New Control

Reference: Article 73 1.

Guidance: Obliged entities and their directors, employees, or persons in comparable positions, including agents and distributors, shall not disclose to the customer concerned or to other third persons the fact that transactions or activities are being or have been assessed in accordance with Article 69, that information is being, will be or has been transmitted in accordance with Article 69 or 70 or that a money laundering or terrorist financing analysis is being, or may be, carried out.

New Control: Maintain confidentiality during incident investigations.

Reasoning for No Match: New CC option 1: Maintain confidentiality during incident investigations[, as necessary]. New CC option 2: Refrain from disclosing to individuals that they are subject to an incident investigation. Parent: 13826 - Conduct incident investigations, as necessary.