Citation Audit

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Project 36149 – Task 1123090

Instructions: Task Description: Add Audit Question for the "Article 34 5. ¶ 1 (c)" citation Authority Document URL: Website URI Document URI

Citation: Article 34 5. ¶ 1 (c) – preventing and managing conflicts of interest between the customer and senior management or employees of the obliged entity that undertake tasks related to that obliged entity's compliance in relation to that customer.

Control: CC ID 14785 – Establish, implement, and maintain a conflict of interest policy.

Citation Audit

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