Citation Audit

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Project 36149 – Task 1122522

Instructions: Task Description: Add Audit Question for the "Article 13 2." citation Authority Document URL: Website URI Document URI

Citation: Article 13 2. – Employees, or persons in comparable positions, including agents and distributors, entrusted with tasks related to the obliged entity's compliance with this Regulation, Regulation (EU) 2023/1113 and any administrative act issued by any supervisor, shall inform the compliance officer of any close private or professional relationship established with the obliged entity's customers or prospective customers and shall be prevented from undertaking any tasks related to the obliged entity's compliance in relation to those customers.

Control: CC ID 17333 – Assess any third party's conflicts of interest during due diligence.

Citation Audit

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