Citation Audit

Citation: Article 9 2. ¶ 2 – The internal policies, procedures and controls set out in the first subparagraph shall be recorded in writing. Internal policies shall be approved by the management body in its management function. Internal procedures and controls shall be approved at least at the level of the compliance manager.

Control: CC ID 1636 – Establish, implement, and maintain all policies, standards, and procedures documentation that support the organization's compliance framework.