Citation Audit

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Project 36149 – Task 1121657

Instructions: Task Description: Add Audit Question for the "Article 9 2. ¶ 1 (a)(x)" citation Authority Document URL: Website URI Document URI

Citation: Article 9 2. ¶ 1 (a)(x) – a policy on the training of employees and, where relevant, agents and distributors with regard to measures in place in the obliged entity to comply with the requirements of this Regulation, Regulation (EU) 2023/1113 and any administrative act issued by any supervisor;

Control: CC ID 6492 – Establish, implement, and maintain a Governance, Risk, and Compliance awareness and training program.

Citation Audit

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